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Antimicrobial Agents and Chemotherapy, March 2001, p. 649-659, Vol. 45, No. 3
0066-4804/01/$04.00+0 DOI: 10.1128/AAC.45.3.649-659.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
MINIREVIEW
Bacteriophage Therapy
Alexander
Sulakvelidze,1,*
Zemphira
Alavidze,1,2 and
J.
Glenn
Morris Jr.1
Division of Molecular Epidemiology,
Department of Epidemiology and Preventive Medicine, University of
Maryland School of Medicine, Baltimore, Maryland
21201,1 and Eliava Institute of
Bacteriophage, Microbiology, and Virology, Georgian Academy of
Sciences, Tbilisi, Georgia 3800602
 |
INTRODUCTION |
The emergence of pathogenic bacteria
resistant to most, if not all, currently available antimicrobial agents
has become a critical problem in modern medicine, particularly because
of the concomitant increase in immunosuppressed patients. The concern that humankind is reentering the "preantibiotics" era has become very real, and the development of alternative antiinfection modalities has become one of the highest priorities of modern medicine and biotechnology.
Prior to the discovery and widespread use of antibiotics, it was
suggested that bacterial infections could be prevented and/or treated
by the administration of bacteriophages. Although the early clinical
studies with bacteriophages were not vigorously pursued in the United
States and Western Europe, phages continued to be utilized in the
former Soviet Union and Eastern Europe. The results of these studies
were extensively published in non-English (primarily Russian, Georgian,
and Polish) journals and, therefore, were not readily available to the
western scientific community. In this minireview, we briefly describe
the history of bacteriophage discovery and the early clinical studies
with phages and we review the recent literature emphasizing research
conducted in Poland and the former Soviet Union. We also discuss the
reasons that the clinical use of bacteriophages failed to take root in
the West, and we share our thoughts about future prospects for phage therapy research.
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DISCOVERY OF BACTERIOPHAGES AND EARLY PHAGE THERAPY RESEARCH |
Discovery of bacteriophages.
Bacteriophages or phages are
bacterial viruses that invade bacterial cells and, in the case of lytic
phages, disrupt bacterial metabolism and cause the bacterium to lyse.
The history of bacteriophage discovery has been the subject of lengthy
debates, including a controversy over claims for priority. Ernest
Hankin, a British bacteriologist, reported in 1896 (21) on the presence of marked antibacterial activity
(against Vibrio cholerae) which he observed in the waters of
the Ganges and Jumna rivers in India, and he suggested that an
unidentified substance (which passed through fine porcelain filters and
was heat labile) was responsible for this phenomenon and for
limiting the spread of cholera epidemics. Two years later, the
Russian bacteriologist Gamaleya observed a similar phenomenon while
working with Bacillus subtilis (48), and the
observations of several other investigators are also thought to have
been related to the bacteriophage phenomenon (72).
However, none of these investigators further explored their
findings until Frederick Twort, a medically trained
bacteriologist from England, reintroduced the subject almost 20 years after Hankin's observation by reporting a similar
phenomenon and advancing the hypothesis that it may have
been due to, among other possibilities, a virus (70). However, for various reasons
including
financial difficulties (68, 70)
Twort did not
pursue this finding, and it was another 2 years before bacteriophages
were "officially" discovered by Felix d'Herelle, a French-Canadian
microbiologist at the Institut Pasteur in Paris.
The discovery or rediscovery of bacteriophages by d'Herelle is
frequently associated with an outbreak of severe hemorrhagic dysentery
among French troops stationed at Maisons-Laffitte (on the outskirts of
Paris) in July-August 1915, although d'Herelle apparently first
observed the bacteriophage phenomenon in 1910 while studying
microbiologic means of controlling an epizootic of locusts in Mexico.
Several soldiers were hospitalized, and d'Herelle was assigned to
conduct an investigation of the outbreak. During these studies, he made
bacterium-free filtrates of the patients' fecal samples and mixed and
incubated them with Shigella strains isolated from the
patients. A portion of the mixtures was inoculated into experimental
animals (as part of d'Herelle's studies on developing a vaccine
against bacterial dysentery), and a portion was spread on agar medium
in order to observe the growth of the bacteria. It was on these agar
cultures that d'Herelle observed the appearance of small, clear areas,
which he initially called taches, then taches
vierges, and, later, plaques (68). D'Herelle's findings were presented during the September 1917 meeting
of the Academy of Sciences, and they were subsequently published
(18) in the meeting's proceedings. In contrast to Hankin
and Twort, d'Herelle had little doubt about the nature of the
phenomenon, and he proposed that it was caused by a virus capable of
parasitizing bacteria. The name "bacteriophage" was also proposed
by d'Herelle, who, according to his recollections (68),
decided on this name together with his wife Marie on 18 October 1916
the day before their youngest daughter's birthday (d'Herelle
apparently first isolated bacteriophages in the summer of 1916, approximately 1 year after the Maisons-Laffitte outbreak). The name was
formed from "bacteria" and "phagein" (to eat or devour, in
Greek), and was meant to imply that phages "eat" or "devour" bacteria.
D'Herelle, who considered himself to be the discoverer of
bacteriophages, was made aware (12, 71) of the prior
discovery of Twort but maintained that the phenomenon described by
Twort was distinct from his discovery. In the meantime, in contrast to
Twort, d'Herelle actively pursued studies of bacteriophages and
strongly promoted the idea that phages were live viruses
and not
"enzymes" as many of his fellow researchers thought. The priority dispute ceased eventually, and many scientists accepted the independent discovery of bacteriophages and simply referred to it as the
"Twort-d'Herelle phenomenon" and, later, the "bacteriophage phenomenon."
Early studies of phage therapy.
Not long after his discovery,
d'Herelle used phages to treat dysentery, in what was probably the
first attempt to use bacteriophages therapeutically. The studies were
conducted at the Hôpital des Enfants-Malades in Paris in 1919 (68) under the clinical supervision of Professor
Victor-Henri Hutinel, the hospital's Chief of Pediatrics. The phage
preparation was ingested by d'Herelle, Hutinel, and several hospital
interns in order to confirm its safety before administering it the next
day to a 12-year-old boy with severe dysentery. The patient's symptoms
ceased after a single administration of d'Herelle's antidysentery
phage, and the boy fully recovered within a few days. The efficacy of
the phage preparation was "confirmed" shortly afterwards, when
three additional patients having bacterial dysentery and treated with
one dose of the preparation started to recover within 24 h of
treatment. However, the results of these studies were not immediately
published and, therefore, the first reported application of phages to
treat infectious diseases of humans came in 1921 from Richard Bruynoghe
and Joseph Maisin (13), who used bacteriophages to treat
staphylococcal skin disease. The bacteriophages were injected into and
around surgically opened lesions, and the authors reported regression
of the infections within 24 to 48 h. Several similarly promising
studies followed (44, 49, 66), and encouraged by these
early results, d'Herelle and others continued studies of the
therapeutic use of phages (e.g., d'Herelle used various phage
preparations to treat thousands of people having cholera and/or bubonic
plague in India [68]). In addition, several companies
began active commerical production of phages against various bacterial pathogens.
 |
COMMERCIAL PRODUCTION OF PHAGES |
D'Herelle's commercial laboratory in Paris produced at least
five phage preparations against various bacterial infections. The
preparations were called Bacté-coli-phage,
Bacté-rhino-phage, Bacté-intesti-phage,
Bacté-pyo-phage, and Bacté-staphy-phage, and they were
marketed by what later became the large French company L'Oréal
(68). Therapeutic phages were also produced in the United
States. In the 1940s, the Eli Lilly Company (Indianapolis, Ind.)
produced seven phage products for human use, including preparations targeted against staphylococci, streptococci, Escherichia
coli, and other bacterial pathogens. These preparations
consisted of phage-lysed, bacteriologically sterile broth cultures of
the targeted bacteria (e.g., Colo-lysate, Ento-lysate, Neiso-lysate,
and Staphylo-lysate) or the same preparations in a water-soluble jelly
base (e.g., Colo-jel, Ento-jel, and Staphylo-jel). They were used to
treat various infections, including abscesses, suppurating wounds,
vaginitis, acute and chronic infections of the upper respiratory tract,
and mastoid infections. However, the efficacy of phage preparations was
controversial (20, 26), and with the advent of
antibiotics, commercial production of therapeutic phages ceased in most
of the Western world. Nevertheless, phages continued to be used
therapeutically
together with or instead of antibiotics
in Eastern
Europe and in the former Soviet Union. Several institutions in these
countries were actively involved in therapeutic phage research and
production, with activities centered at the Eliava Institute of
Bacteriophage, Microbiology, and Virology (EIBMV) of the Georgian
Academy of Sciences, Tbilisi, Georgia, and the Hirszfeld Institute of
Immunology and Experimental Therapy (HIIET) of the Polish Academy of
Sciences, Wroclaw, Poland.
EIBMV.
The Eliava Institute (http://www.geocities.com /hotsprings/spa/5386)
was founded in 1923 by Giorgi Eliava, a prominent Georgian bacteriologist, together with Felix d'Herelle. D'Herelle spent several months in Georgia collaborating with Eliava and other Georgian
colleagues, and he intended to move to Tbilisi permanently (a cottage
built for his use still stands on the Institute's grounds). However,
in 1937 Eliava was arrested by Stalin's NKVD (the predecessor of the
KGB), pronounced a "People's Enemy," and executed. Frustrated and
disillusioned, d'Herelle never returned to Georgia. Nonetheless, the
Institute survived and later became one of the largest facilities in
the world engaged in the development of therapeutic phage preparations. The Institute, during its best times, employed approximately 1,200 researchers and support personnel and produced phage preparations (often several tons a day) against a dozen bacterial pathogens, including staphylococci, Pseudomonas, Proteus, and many
enteric pathogens. Most of the Soviet studies reviewed in this article involved phages developed and produced at the EIBMV.
HIIET.
The Hirszfeld Institute
(http://surfer.iitd.pan.wroc.pl/index1.htm) was founded
in 1952, and its staff has been actively involved in phage
therapy research since 1957, when therapeutic phages were
used to treat Shigella infections (B. Weber-Dabrowska, personal communication). The bacteriophage laboratory
of the Institute was instrumental in developing and producing phages
for the treatment of septicemia, furunculosis, and pulmonary and
urinary tract infections and for the prophylaxis or treatment of
postoperative and postraumatic infections. In many cases, phages were
used against multidrug-resistant bacteria that were refractory to
conventional treatment with antibiotics. The most detailed studies
published in English on the use of phages in clinical settings have
come from this institute (52-58).
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PRECLINICAL STUDIES IN ANIMALS |
One of the best-known series of recent studies on the use of
phages in veterinary medicine came from the laboratory of William Smith and his colleagues (59-62) at the Institute for
Animal Disease Research in Houghton, Cambridgeshire,
Great Britain. In one of their early papers (59), the
authors reported the successful use of phages to treat experimental
E. coli infections in mice. During subsequent studies
(60-62), the authors found that a single dose of specific
E. coli phage reduced, by many orders of magnitude, the
number of target bacteria in the alimentary tract of calves, lambs, and
piglets infected with a diarrhea-causing E. coli strain. The
treatment also stopped the associated fluid loss, and all animals
treated with phages survived the bacterial infection. These studies
were reviewed by other authors (5, 8, 14) and were
evaluated using mathematical models and statistical analyses (31). Also, the success of these studies rekindled
interest in phage therapy in the West and prompted other researchers to investigate the effect of phages on antibiotic-resistant bacteria capable of causing human infections. For example, Soothill et al.
(63-65) reported the utility of phages in preventing and
treating experimental disease in mice and guinea pigs infected with
Pseudomonas aeruginosa and Acinetobacter, and
they suggested that phages might be efficacious in preventing
infections of skin grafts used to treat burn patients. However, it is
unclear whether any of these "preclinical" studies were used as
the basis for subsequent human clinical trials. In fact, although many
human trials probably were preceded by at least some preliminary
testing with laboratory animals, there are only a very limited number
of publications in which such an approach can be traced. One example is
recent studies (10, 11) evaluating the efficacy of
bacteriophages for the treatment of infections caused by
Klebsiella ozaenae, Klebsiella rhinoscleromatis scleromatis
and Klebsiella pneumoniae. The phage preparation was
reported (10) to be (i) efficacious in treating
experimental infections of mice and (ii) nontoxic in mice and guinea
pigs; i.e., gross and histological changes were not observed after
intravenous (i.v.), intranasal, and intraperitoneal administration,
even after a dose approximately 3,500-fold higher (estimated by body
weight) than the human dose was given to mice during acute toxicity
studies. In addition, the authors delineated the optimal phage
concentration and admininstration route and reported other pertinent
details which they considered to be important in designing subsequent
human volunteer trials. They subsequently (11) used the
results of their preclinical studies to evaluate the safety and
efficacy of the phages in treating 109 patients having
Klebsiella infections. The phage preparation was reported to
be both effective (marked clinical improvements with associated bacteriological clearance) in treating Klebsiella infections
and nontoxic for the patients.
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PROPHYLAXIS AND TREATMENT OF BACTERIAL INFECTIONS IN HUMANS |
The international literature contains several hundred reports on
phage therapy in humans, with the majority of recent publications coming from researchers in Eastern Europe and the former Soviet Union
and only a few reports (1, 30, 73) published in other countries. In the English language literature, several reviews of phage
therapy have recently been published (3, 8, 14). In
addition, comprehensive information about the discovery of bacteriophages and the history of phage therapy has been published recently by Yale University Press (68) and included in a
web page
(http://www.evergreen.edu/user/t4/phagetherapy/phagethea.html). Clearly, it would be impossible to summarize all of these publications in this minireview; therefore, we have focused our minireview primarily
on papers published in the non-English literature not widely
accessible to the international scientific community.
Overall, we have reviewed over a hundred phage therapy
publications available in the Georgian, Russian, and English
literature, including Ph.D. theses and meeting presentations from
the former Soviet Union. However, theses and meeting presentations (all
speaking in favor of phage therapy) are not discussed here, and we have
focused primarily on reports published in peer-reviewed journals. Some of the major human phage therapy studies from Poland and the
former Soviet Union are summarized in Table
1.
Polish papers.
The most detailed English language reports on
phage therapy in humans were by Slopek et al., who published a series
of six papers (52-57) on the effectiveness of phages
against infections caused by several bacterial pathogens, including
multidrug-resistant mutants. Their seventh paper (58)
summarized the results of all these studies, and it is discussed in
some detail here. Five hundred fifty patients having bacterial
septicemia and ranging in age from 1 week to 86 years were treated at a
total of 10 clinical departments and hospitals located in three
different cities. Antibiotic treatment (no information was given about
the specific antibiotics used) was reported to be ineffective in 518 of
the patients, leading to the decision to use phage therapy. The
etiologic agents in the studies of Slopek et al. (52-58)
were staphylococci, Pseudomonas, Escherichia, Klebsiella,
and Salmonella, and treatment was initiated after isolating
the etiologic agents and selecting specific, highly potent phages from
a collection of more than 250 lytic phages. Phages were administered as
follows: (i) orally, three times a day before eating and after
neutralizing gastric acid by oral administration of baking soda or
bicarbonated mineral water a few minutes prior to phage administration;
(ii) locally, by applying moist, phage-containing dressings directly on
wounds and/or pleural and peritoneal cavities; and (iii) by applying a
few drops of phage suspension to the eye, middle ear, or nasal mucosa.
During the course of phage treatment, the etiologic agents were
continuously monitored for phage susceptibility, and if phage
resistance developed, phages were replaced with different
bacteriophages lytic against the newly emerged, phage-resistant
bacterial mutants. The duration of treatment was 1 to 16 weeks, and in
some cases phages were applied for up to 14 days after negative
cultures were obtained. The rates of success (marked to complete
recovery in conjunction with negative cultures) ranged from 75 to 100%
(92% overall) and were even higher (94%) with the 518 patients
for whom antibiotic therapy was ineffective. Control groups
without phage treatment were not included in the study.
In other publications from Poland (Table 1), phages were reported to be
effective in treating cerebrospinal meningitis in a newborn
(67), skin infections caused by Pseudomonas,
Staphylococcus, Klebsiella, Proteus, and E. coli
(17), recurrent subphrenic and subhepatic abscesses
(29), and various chronic bacterial diseases
(23). In addition to being effective in the treatment of
long-term suppurative infections, phage therapy was found, in a recent
study (75), to normalize tumor necrosis factor alpha (TNF-
) levels in serum and the production of TNF-
and
interleukin-6 by blood cell cultures.
Soviet papers.
One of the most, if not the most, extensive
studies evaluating the utility of therapeutic phages for prophylaxis of
infectious diseases was conducted in Tbilisi, Georgia, during 1963 and
1964 (7) and involved phages against bacterial dysentery.
A total of 30,769 children (6 months to 7 years old) were included in the study. Of these, children on one side of the streets (17,044 children) were given Shigella phages orally (once every 7 days), and the children on the other side of the streets (13,725) did not receive phages. The children in both groups were visited on a
once-a-week basis to administer phages and monitor their overall status. Fecal samples from all children having gastrointestinal disorders were tested for the presence of Shigella spp. and
other, unspecified diarrhea-causing bacteria. Based on clinical
diagnosis, the incidence of dysentery was 3.8-fold higher in the
placebo group than in the phage-treated group (6.7 and 1.76 per 1,000 children, respectively) during the 109-day study period; based on the
culture-confirmed cases, the incidence of dysentery was 2.6-fold higher
in the placebo group than in the phage-treated group (1.82 and 0.7, respectively) (Fig. 1). The phage
effectiveness index (disease incidence per 1,000 children in the
placebo group divided by the corresponding number in the phage-treated
group) was highest in children between 6 months and 1 year of age and was lowest in children 5 to 7 years of age. An interesting outcome of
the study was that there was an overall reduction (2.3-fold) in
diarrheal diseases of unknown origin among children treated with
phages compared to the children in the placebo group. This may have
been observed because some dysentery cases were not diagnosed as such
(but were prevented with the Shigella phage preparation) or
because the phage preparation, although developed specifically against
Shigella species, was also active against some additional gastrointestinal pathogens.

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FIG. 1.
The incidence of clinical dysentery, culture-confirmed
dysentery, and diarrheal disease of undetermined etiology in
phage-treated and phage-untreated (placebo) children 6 months to 7 years of age (the data are from reference 7).
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Many similar clinical studies, albeit conducted on a smaller scale,
have yielded similar results (Table 1). To give but a few examples,
phages have been reported to be effective in treating staphylococcal
lung infections (22, 33), P. aeruginosa
infections in cystic fibrosis patients (50), eye
infections (43), neonatal sepsis (38),
urinary tract infections (40), and surgical wound infections (39, 41). However, as with the Polish studies, controls were not included in the majority of these trials or controls
were used but information needed for rigorous evaluation of the
authors' conclusions was not provided. For example, a study which was
meant to be a double-blind trial evaluating the efficacy of
bacteriophages for prophylaxis and/or treatment of bacterial dysentery
was conducted in 1982-1983 and included soldiers of the Red Army
stationed in four distinct geographic regions of the former Soviet
Union (6). The study was conducted so that all information
about the patients and preparations given to them was coded (i.e., the
study was performed in a double-blinded manner), and the authors
reported that the incidence of dysentery in the phage-treated groups
was approximately 10-fold less than in the control group (P < 0.0001). However, information was not presented concerning the
number of patients enrolled in each arm of the study and the
methods used to evaluate the results. Thus, it is impossible to
evaluate rigorously the efficacy of the phage treatment used in the study.
In the majority of other studies, the effectiveness of phage therapy
was not questioned and controls were used only to compare the
effectiveness of new or modified phage preparations to that of prior
phage preparations. For example, Zhukov-Verezhnikov et al.
(77) compared the effectiveness of "adapted"
bacteriophages (i.e., phages selected against bacterial strains
isolated from individual patients) to that of commercially
available phage preparations. The authors used phage preparations to
treat 60 patients having suppurative surgical infections. Thirty
patients were treated with phages specifically adapted to strains
isolated from each patient, and an equal number of patients were
treated with commercially available phage preparations targeted against
staphylococci, streptococci, enteropathogenic E. coli, and
Proteus. The adapted bacteriophages were reported to be
five- to sixfold more effective in curing suppurative surgical
infections than were the commercially available preparations,
presumably because of their improved specificity.
Comparison of phages and antibiotics.
Lytic phages are similar
to antibiotics in that they have remarkable antibacterial activity.
However, therapeutic phages have some at least theoretical advantages
over antibiotics (Table 2), and phages
have been reported to be more effective than antibiotics in treating
certain infections in humans (25, 33, 46) and experimentally infected animals (59). For example, in one
study (33), Staphylococcus aureus phages were
used to treat patients having purulent disease of the lungs and pleura.
The patients were divided into two groups; the patients in group A (223 individuals) received phages, and the patients in group B (117 individuals) received antibiotics. Also, this clinical trial is one of
the few studies using i.v. phage administration (48 patients in group A
received phages by i.v. injection). The results were evaluated based on
the following criteria: general condition of the patients, X-ray
examination, reduction of purulence, and microbiological analysis of
blood and sputum. No side effects were observed in any of the patients,
including those who received phages intravenously. Overall, complete
recovery was observed in 82% of the patients in the phage-treated
group as opposed to 64% of the patients in the antibiotic-treated
group. Interestingly, the percent recovery in the group
receiving phages intravenously was even higher (95%) than the
82% recovery rate observed with all 223 phage-treated patients.
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BACTERIOPHAGES AS THERAPEUTIC AGENTS: MODE OF ACTION AND SAFETY
PROFILE |
Mode of action. Despite the large number of
publications on phage therapy, there are very few reports in which the pharmacokinetics of therapeutic phage preparations is delineated. The
few publications available on the subject (10, 11) suggest that phages get into the bloodstream of laboratory animals (after a
single oral dose) within 2 to 4 h and that they are found in the
internal organs (liver, spleen, kidney, etc.) in approximately 10 h. Also, data concerning the persistence of administered phages indicate that phages can remain in the human body for relatively prolonged periods of time, i.e., up to several days (7).
However, additional research is needed in order to obtain rigorous
pharmacological data concerning lytic phages, including full-scale
toxicological studies, before lytic phages can be used therapeutically
in the West. As for their bactericidal activity, therapeutic phages
were assumed to kill their target bacteria by replicating inside and lysing the host cell (i.e., via a lytic cycle). However, subsequent studies revealed that not all phages replicate similarly and that there
are important differences in the replication cycles of lytic and
lysogenic phages (Fig. 2). Furthermore,
the recent delineation of the full sequence of the T4 phage (GenBank
accession no. AF158101) and many years of elegant studies of the
mechanism of T4 phage replication have shown that lysis of host
bacteria by a lytic phage is a complex process consisting of a cascade
of events involving several structural and regulatory genes (Fig.
3). Since T4 phage is a typical lytic
phage, it is possible that many therapeutic phages act via a similar
cascade; however, it is also possible that some therapeutic phages have
some unique yet unidentified genes or mechanisms responsible for their
ability to effectively lyse their target bacteria. For example, a group
of authors from the EIBMV (2) identified and cloned an
anti-Salmonella phage gene responsible, at least in part,
for the phage's potent lethal activity against the Salmonella
enterica serovar Typhimurium host strains. In another study
(4), a unique mechanism has been described for protecting
phage DNA from the restriction-modification defenses of an S. aureus host strain. Further elucidation of these and similar
mechanisms is likely to yield information useful for genetically
engineering optimally effective therapeutic phage preparations.

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FIG. 2.
Replication cycles of lytic and lysogenic phages. (A)
Lytic phages: step 1, attachment; step 2, injection of phage DNA into
the bacterial host; step 3, shutoff of synthesis of host components,
replication of phage DNA, and production of new capsids; step 4, assembly of phages; step 5, release of mature phages (lysis). (B)
Lysogenic phages: steps 1 and 2 are similar to those of lytic phages
(i.e., attachment and injection, respectively); starting with step 3, lysogenic phages can, among other possibilities, initiate a
reproductive cycle similar to that of lytic phages (a) or integrate
their DNA into the host bacterium's chromosome (lysogenization) (b).
Lysogenized cells can replicate normally for many generations (1b) or
at some point undergo lysogenic induction (2b) spontaneously or because
of inducing agents such as radiation or carcinogens, during which time
the integrated phage DNA is excised from the bacterial chromosome and
may pick up fragments of bacterial DNA.
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FIG. 3.
The genomic map of T4 phage. The full sequence of T4
phage has been determined, and several genes responsible for its lytic
properties have been identified. For example, the genes encoding tail
fibers (e.g., gp37) and baseplate wedges (e.g.,
gp12) are critical for phage-host cell recognition; the
gp5 gene and possibly the gp25 gene encode
lysozyme which weakens the bacterial cell wall and facilitates phage
DNA injection into the cell; the ndd gene encodes the Ndd
protein which disrupts the host nucleoid; the alc gene
product is essential for inhibiting host cell transcription, etc. (from
reference 28, with permission from the American Society
for Microbiology).
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Safety.
From a clinical standpoint, phages appear to be
innocuous. During the long history of using phages as therapeutic
agents in Eastern Europe and the former Soviet Union (and, before the
antibiotic era, in the United States), phages have been administered to
humans (i) orally, in tablet or liquid formulations (105 to
1011 PFU/dose), (ii) rectally, (iii) locally (skin, eye,
ear, nasal mucosa, etc.), in tampons, rinses, and creams, (iv) as
aerosols or intrapleural injections, and (v) intravenously, albeit to a lesser extent than the first four methods, and there have been virtually no reports of serious complications associated with their use
(Table 2). In the United States, because of its apparent safety, phage
phi X174 has been used to monitor humoral immune function in adenosine
deaminase-deficient patients (36) and to determine the
importance of cell surface-associated molecules in modulating the human
immune response (37) (in the latter study, phages were
intravenously injected into volunteers). Also, phages are extremely
common in the environment (e.g., nonpolluted water has been reported
[9] to contain ca. 2 × 108
bacteriophage per ml) and are regularly consumed in foods. However, it
would be prudent to ensure further the safety of therapeutic phages
before widely using them as therapeutic agents. For example, it would
be important to ensure that they (i) do not carry out generalized
transduction and (ii) possess gene sequences having significant
homology with known major antibiotic resistance genes, genes for
phage-encoded toxins, and genes for other bacterial virulence factors.
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SPECIFIC PROBLEMS OF EARLY PHAGE THERAPY RESEARCH |
Despite all the properties of lytic phages that would seem to
favor their clinical use, they are not commonly used prophylactically or therapeutically throughout the world and their efficacy is still a
matter of controversy. Many factors (some summarized in Table
3) have contributed to this situation.
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TABLE 3.
Some of the problems with early therapeutic phage
research and the ways they have been addressed in more recent
studies or can be addressed in the future
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Failure to establish rigorous proof of efficacy.
One of the
most important factors that have interfered with documenting the value
of phage therapy has been the paucity of appropriately conducted,
placebo-controlled studies. Ironically, d'Herelle caused
substantial long-term harm to his idea of phages as therapeutic agents
because, in his eagerness to transfer his laboratory studies to
hospital and community settings, he performed clinical studies with
phages without including placebo groups of patients. Starting with the
first known use of phages in humans (the Enfants-Malades trials) and in
all subsequent trials, d'Herelle administered phages to all sick
patients. This failure to include placebo groups may be explained by
the possibility that d'Herelle might have been reluctant to deprive
anyone of therapy he believed could save his or her life. It
could also have been due to the personal scientific style of
d'Herelle, as he also failed to include placebo groups during his
studies with chickens, when ethical considerations were not an issue
(72). Similar failures were very common during the early
history of phage therapy, and therefore the results frequently were
controversial. To address this controversy, the Council on Pharmacy and
Chemistry of the American Medical Association requested that a full
review of the available literature on phage therapy be prepared for the
Council's consideration. Consequently, Monroe Eaton and Stanhope
Bayne-Jones reviewed more than 100 papers on bacteriophage therapy and
in 1934 they published a detailed review of phage therapy
(20). This report is one of the most detailed reviews of
phage therapy ever published, and its conclusions were clearly not in
favor of phage therapy. Among other conclusions, the authors stated
that "d'Herelle's theory that the material is a living virus
parasite of bacteria has not been proved. On the contrary, the facts
appear to indicate that the material is inanimate, possibly an
enzyme." The authors further stated that "since it has not been
shown conclusively that bacteriophage is a living organism, it is
unwarranted to attribute its effect on cultures of bacteria or its
possible therapeutic action to a vital property of the substance." At
the present time it is clear that the above conclusions of the report
were incorrect. However, the report delivered a severe blow to the
interest of Western scientists in evaluating the utility of phages for
therapeutic purposes and it undoubtedly had a strong negative impact on
the enthusiasm of funding agencies to support therapeutic phage
research. In addition, 7 years after the Eaton-Bayne-Jones report, a
second unfavorable report was published by Albert Krueger and Jane
Scribner (26) as a sequel to the Eaton-Bayne-Jones report.
The authors justified the need to write the second review because
"much more information about both phage itself and its clinical
utility has accumulated." However, the authors' conclusions about
the nature of phages also was incorrect since they stated "It is a
protein of high molecular weight and appears to be formed from a
precursor originating within the bacterium." The authors further
concluded that "it is equally evident that phage solutions possess no
measurable degree of superiority over well known and accepted
preparations." Although the authors suggested that further evaluation
of the therapeutic potential of phages might be warranted under
thoroughly controlled conditions, their assessment (together with that
of Eaton and Bayne-Jones) effectively stopped all major studies of phage therapy in the United States. In addition, a few years after the
review was published, antibiotics became widely available, which
further contributed to the decline of interest in phage therapy in the
West. This was not affected by the continuing studies in the former
Soviet Union and Eastern Europe since
as discussed above
many of
these studies were not available to the international scientific
community and/or were conducted in a manner which did not allow
rigorous analysis of the author's conclusions.
Additional problems.
Some additional problems with early phage
research are summarized in Table 3. In addition to these problems,
various hypotheses have been advanced to explain cases in which phage
therapy was not effective. For example, Merril et al. (34)
proposed that reticuloendothelial system clearance of phages from the
patient may be a potential problem because it might reduce the number of phages to a level which is not sufficient to combat the infecting bacteria. To address this issue, the authors used a natural selection strategy (which they elegantly called the "serial passage" method) for selecting phages having an increased ability to remain in the
circulation of mice. Elucidating the mechanisms responsible for this
property of phages is likely to provide important information about the
mechanisms of phage-host bacterial cell interaction. However, for
practical purposes, the feasibility of routinely using the methodology
in phage therapy is unclear; e.g., it may be cumbersome to "serially
passage" every phage in a complex phage preparation through animals
before further purifying and using it for therapeutic purposes.
Moreover, the improved therapeutic value of "long lasting" phages
has been questioned by some investigators (8), and it may
be much simpler
if rapid clearance of phages is a problem in a
particular setting
to repeatedly administer the same phage to the
patient instead of serially passaging the phage beforehand.
The development of phage-neutralizing antibodies is another possible
problem which may hamper phage effectiveness in lysing targeted
bacteria in vivo. Indeed, the development of neutralizing antibodies after parenteral administration of phages has been well
documented (27). However it is unclear how significant a
problem this may be during phage therapy, especially when phages are
administered orally and/or locally. In theory, the development of
neutralizing antibodies should not be a significant obstacle during the
initial treatment of acute infections, because the kinetics of phage
action is much faster than is the host's production of neutralizing
antibodies. Also, it is not clear how long the antibodies will remain
in circulation. Thus, careful studies must be conducted to address the
validity of this concern. For example, if administration of phages
elicits only a brief, mild antibody response in the patient, phages
given at a later time (e.g., to treat a recurring, acute infection)
should not be affected. However, if phage-neutralizing antibodies are
still present at the time the second course of treatment is necessary
or if a rapid anamnestic immune response occurs before the phages exert
their action, the value of repeated administration of increased doses
of phages or of the administration of different phages having the same
spectrum of activity but a different antigenic profile must be determined.
Another concern regarding the therapeutic use of lytic
phages is that the development of phage resistance may hamper their effectiveness. Bacterial resistance to phages will unquestionably develop, although according to some authors (14) the rate
of developing resistance to phages is approximately 10-fold lower than
that to antibiotics. The rate of developing resistance against phages
can be partially circumvented by using several phages in one
preparation (much like using two or more antibiotics simultaneously). Most importantly, when resistance against a given phage occurs, it
should be possible to select rapidly (in a few days or weeks) a new
phage active against the phage-resistant bacteria.
It is also unclear how effective phages would be in treating diseases
caused by intracellular pathogens (e.g., Salmonella species), where bacteria multiply primarily inside human cells and are
inaccessible to phages. It is possible that phages will have only
limited utility in treating infections caused by intracellular pathogens; however, phages have been reported (24) to be
effective in preventing salmonellosis in children.
 |
CONCLUSIONS |
In summary, bacteriophages have several characteristics that make
them potentially attractive therapeutic agents. They are (i) highly
specific and very effective in lysing targeted pathogenic bacteria,
(ii) safe, as underscored by their extensive clinical use in Eastern
Europe and the former Soviet Union and the commercial sale of phages in
the 1940s in the United States, and (iii) rapidly modifiable to combat
the emergence of newly arising bacterial threats. In addition, a large
number of publications, some of which are reviewed in this minireview,
suggest that phages may be effective therapeutic agents in
selected clinical settings. Granted, many of these studies do not meet
the current rigorous standards for clinical trials and there still
remain many important questions that must be addressed before lytic
phages can be widely endorsed for therapeutic use. However, we think
that there is a sufficient body of data
and a desperate enough need to
find alternative treatment modalities against rapidly emerging,
antibiotic-resistant bacteria
to warrant further studies in the field
of phage therapy.
 |
ACKNOWLEDGMENTS |
We thank Arnold Kreger for his invaluable discussions and
editorial comments; this minireview would not have been possible without his generous help. We gratefully acknowledge Elizabeth Kutter
and Burton Guttman for their helpful comments and their permission to
use the figure of the T4 genetic map, Beata Weber-Dabrowska for
supplying information about phage research performed at the Hirszfeld Institute of Immunology and Experimental Therapy, and Amiran Meiphariani and Ramaz Katsarava for providing copies of some of the original Russian and Georgian articles on phage therapy.
Z.A. was supported in part by an International Training and Research in
Emerging Infectious Diseases grant from the Fogarty International
Center, National Institutes of Health. Additional support was provided
by Intralytix, Inc. (a Maryland corporation working on the development
of therapeutic phages), with which the authors have a financial relationship.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Division of
Molecular Epidemiology, Department of Epidemiology and Preventive
Medicine, University of Maryland School of Medicine, MSTF Bldg., Room
9-34, 10 South Pine St., Baltimore, MD 21201. Phone: (410) 706-4587. Fax: (410) 706-4581. E-mail: asulakve{at}epi.umaryland.edu.
 |
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Antimicrobial Agents and Chemotherapy, March 2001, p. 649-659, Vol. 45, No. 3
0066-4804/01/$04.00+0 DOI: 10.1128/AAC.45.3.649-659.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
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